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Research Article
*Corresponding Author: Ilaria Lisi, Department of Acute Brain and Cardiovascular Injury, Istituto di Ricerche Farmacologiche Mario Negri IRCCS, Milan, Italy.
Citation: Ilaria Lisi, Federico Moro, Edoardo Mazzone, Niklas Marklund, Francesca Pischiutta, et al, (2023), Using Preclinical Blood-Based Biomarkers for The Prognosis and Treatment of Traumatic Brain Injury, Archives of Medical Case Reports and Case Study, 7(5); DOI:10.31579/2692-9392/185
Copyright: © 2023, Ilaria Lisi. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
Received: 06 October 2023 | Accepted: 13 October 2023 | Published: 20 October 2023
Keywords: advanced open angle; glaucoma treatment
Rodent models are important research tools for studying the pathophysiology of traumatic brain injury (TBI) and developing potential new therapeutic interventions for this devastating neurological disorder. However, the failure rate for the translation of drugs from animal testing to human treatments for TBI is 100%, perhaps due, in part, to distinct timescales of pathophysiological processes in rodents versus humans that impedes translational advancements. Incorporating clinically relevant biomarkers in preclinical studies may provide an opportunity to calibrate preclinical models to human TBI biomechanics and pathophysiology. To support this important translational goal, we conducted a systematic literature review of preclinical TBI studies in rodents measuring blood levels of clinically used NfL, t-Tau, p-Tau, UCH-L1, or GFAP, published in PubMed/MEDLINE up to June 13th, 2023. We focused on blood biomarker temporal trajectories and their predictive and pharmacodynamic value and discuss our findings in the context of the latest clinical TBI biomarker data. Out of 369 original studies identified through the literature search, 71 met the inclusion criteria, with a median quality score on the CAMARADES checklist of 5 (interquartile range 4-7). NfL was measured in 17 preclinical studies, GFAP in 41, t-Tau in 17, p-Tau in 7, and UCH-L1 in 19 preclinical studies. Data in rodent models show that all blood biomarkers exhibited injury severity-dependent elevations, with GFAP and UCH-L1 peaking within hours after TBI, NfL peaking within days after TBI and remaining elevated up to 6 months post-injury, whereas t-Tau and p-Tau levels were gradually increased many weeks after TBI. Blood NfL levels emerges as a prognostic indicator of white matter loss after TBI, while both NfL and GFAP hold promise for pharmacodynamic studies of neuroprotective treatments. Therefore, blood-based preclinical biomarker trajectories could serve as important anchor points that may advance translational research in the TBI field. However, further investigation into biomarker levels in the subacute and chronic phases will be needed to more clearly define pathophysiological mechanisms and identify new therapeutic targets for TBI.
Traumatic brain injury (TBI) is a leading cause of death and disability worldwide that affects 60 million individuals annually (1). With a global economic burden of approximately 400 billion USD each year (1) and 82,000 TBI-related deaths recorded annually in Europe alone (2), the impact of TBI is unmistakably significant. Indeed, TBI is a multifaceted and dynamic neurological condition, with the primary biomechanical injury to the brain triggering a series of secondary pathophysiological events including – but not limited to – neuronal and astroglial damage, blood brain barrier (BBB) disruption, and persistent inflammation. A major challenge is the astonishing heterogeneity of clinical TBI across severities, injury biomechanics and demographic components, which can affect secondary intracerebral and systemic responses, and long-term recovery processes. This heterogeneity poses a significant challenge to the effective translation of neurotherapeutic interventions for TBI. While animal models have proven invaluable to mitigate this inherent heterogeneity, there has been 100
This study was pre-registered on the International Prospective Register of Systematic Reviews (PROSPERO)—identification number: CRD42023423859
PubMed was searched for English articles without date restriction up to 13th June 2023. The search strategy used was: ((rat) OR (mouse) OR (rodent)) AND ((serum) OR (plasma) OR (blood)) AND ((traumatic brain injury) OR (TBI) OR (neurotrauma)) AND ((NFL) OR (NF-L) OR (Neurofilament) OR (TAU) OR (GFAP) OR (glial fibrillary acidic protein) OR (UCHL1) OR (UCH-L1)). We included all relevant preclinical rodent studies assessing at least one of the five main blood-biomarkers identified (NfL, Tau/ p-Tau, UCH-L1, GFAP). The screening of the titles, abstract and data extraction was performed by three independent reviewers (FM, IL & EM) and any disagreement was discussed and resolved by a fourth independent reviewer (FP). Duplicates, reviews, studies assessing other or non-blood-based biomarkers, and studies investigating biomarkers not in TBI were excluded. Data extraction sought to obtain information on the TBI model type and severity, age, sex and genetic background of the rodents used, the time points at which the biomarkers were measured, the main findings in relation to the biomarkers, the approximate biomarkers values with respect to controls, and the prognostic and pharmacodynamic potential of the marker. Whenever age was not reported, we used publicly available conversion tables to infer the rodents’ age from their weight. For ease of interpretation, the severities of injuries in each study were categorized into moderate-to-severe TBI, single mild (smTBI), or repetitive mild (rmTBI) based on the information provided in each study. When generating figures and interpreting the data, the time points across studies were grouped as follows: all blood samples collected during the initial 24 hours post-injury were designated as ‘hours’; between 24 hours and 7 days as ‘days’; between 7 days and 1 month as ‘weeks’; and any duration exceeding 1 month was labeled as ‘months’.
The quality of the studies included was assessed by two independent investigators (IL & EM), based on a checklist from the Collaborative Approach to Meta-Analysis and Review of Animal Data from Experimental Studies (CAMARADES) (23).
Results Our search for preclinical rodent studies investigating blood-based TBI biomarkers yielded 369 studies, of which 71 met eligibility criteria and were included for data extraction. A PRISMA flow diagram outlining each step of our search strategy is presented in Fig. 2.
Figure. 2| PRISMA 2020 flow diagram for the systematic review.
Quality score was determined with the checklist modified from the CAMARADES (Suppl. Table 1
for complete evaluation, Fig. 3A-B for summary data). The median quality score across the 71 studies was 5 (interquartile range 4–7). Seventeen studies assessed NfL, 41 GFAP, 17 t-Tau, 7 p-Tau, and 19 UCH-L1 (Fig. 3C), with 27 studies assessing more than one marker at a time. Thirty-seven studies assessed the biomarkers in moderate-to-severe TBI, 12 in smTBI and 9 in rmTBI. Five studies assessed both smTBI and moderate-to-severe injury, 7 smTBI and rmTBI, and 1 study assessed all three injury severities. Most studies investigated TBI in rats (n= 48), 22 in mice, and 1 in both species (Fig. 3D). Fifty-five studies assessed blood biomarkers in male animals, 8 in both males and females, 1 in female only, and 7 did not report the sex of the animals used (Fig. 3E). Sixty-five studies used adult rodents (of which for 23 studies age had to be inferred from the animal weight and was not otherwise reported), 2 pediatric, and 2 aged (and adult) rodents, while 2 did not report the age of the rodents used, nor their weight (Fig. 3F). Blood biomarkers were assessed in serum (n=48) or plasma (n=23). Seventeen studies investigated changes in the biomarkers in response to effective treatments (i.e., the biomarkers’ value as a pharmacodynamic biomarker). The techniques used for biomarkers’ measurement varied widely and are schematically represented in Fig. 3G, with ELISA being the most widely used technique to quantify protein biomarker levels (54%).
Figure 3: Characteristics of the 71 studies included in the review.
A-B: quality score and adherence to quality score criteria, as assessed by the CAMARADES checklist; C: number of papers investigating each biomarker; D-G: percentage of rodent species used, male or female, age group, and technique used for biomarker measurement.
Abbreviations: NfL: neurofilament light; GFAP: glial fibrillary acidic protein; p-Tau: phosphorylated Tau; UCH-L1: ubiquitin C-terminal hydrolase; M: male; F: female; N/A: not available; ELISA: enzyme-linked immunoassay; SIMOA: single molecule array; EIMAF: Enhanced Immunoassay using Multi-Arrayed Fiberoptics; RPPM: reverse phase protein microarray; ECL: electrochemiluminescence; MSD: Meso Scale Discovery.
NfL
Circulating blood NfL was assessed in 17 preclinical TBI studies (Table 1). Injury severity was moderate-to-severe TBI in 8 studies, smTBI in 5 studies, and rmTBI in 8 studies. Twelve studies performed a longitudinal assessment of NfL after injury (7,39–49).
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Table 1| NfL studies
Biomarker kinetics
In moderate-to-severe TBI models, 2 studies assessed NfL levels within 0-24 hours (h) of injury (’hours’, (36,47), 6 studies from 1 to 6 days (d) (‘days’, (7,39–41,51,52)), 3 studies from 1 to 4 weeks (w) (‘weeks’, (7,40,53)), and only 1 study assessed NfL at months (m) post-injury (’months’, (37)) (Fig. 4A). Following moderate-to-severe TBI, NfL increased and peaked at 1-3d (7,29,30,42) with NfL levels remaining elevated up to 6m after TBI (40). In smTBI models, NfL levels were assessed at ‘hours’ by 2 studies (43,46), at ‘days’ by 5 (43,45–47,49), at ‘weeks’ by 4 studies (45–47,49), and at ‘months’ by 2 studies (45,49) (Fig. 4B). Following smTBI, NfL peaked between 6h (33) and 3d (46,47) post-injury, with NfL levels remaining elevated at 1w (45), 2w (46,47) and even 4w (49) after smTBI. NfL levels returned to baseline by 5w (45). In rmTBI models, NfL levels were assessed at ‘hours’ by 2 studies (42,46), at ‘days’ by 7 (42,45–49,54), at ‘weeks’ by 4 (42,46,47,49), and at ‘months’ by 4 studies (44,45,48,49) (Fig. 4C). Following rmTBI, there was a delayed peak in NfL levels between 3d (46) and 30d (49) post-injury. NfL levels were reported to return to baseline by 3m post-injury (45,47,48), with the exception of one study that showed elevated NfL levels at 4m following at single mild blast injury (44).
Figure. 4 Kinetics of biomarkers (primary y-axis) in the hours, days, weeks and months following moderate-to-severe injury
(A), smTBI (B) or rmTBI (C) TBI. On the secondary y axis are represented the number of studies assessing each biomarker at the timepoints of interest. Abbreviations: NfL: neurofilament-light; GFAP: glial fibrillary acidic protein; p-Tau: phosphorylated Tau; UCH-L1: ubiquitin C-terminal hydrolase
Value as prognostic biomarker
The prognostic value of circulating NfL was assessed in four preclinical studies (40,41,45,46). Acute NfL levels were reported to be indicative of chronic lesion size after fluid percussion injury (40) and callosal atrophy (7,45), and to predict after rmTBI subacute neurological video signs of brain injury (including postimpact seizures, motionlessness and forelimb or hindlimb incoordination) (47). Two studies found that NfL did not predict chronic memory deficits as assessed using the Morris water maze test (40), nor sensorimotor function impairments as assessed using the composite neuroscore (41).
Value as a pharmacodynamic biomarker
The pharmacodynamic value of circulating NfL was assessed in four preclinical drug treatment studies (41,51,53,54). Drugs tested included a)
Aβ1-6A2V(D), an all-D-isomer synthetic peptide that interferes with the aggregation and stability of tau protein (51); b) Immunocal, a cysteine-rich whey protein supplement and glutathione precursor (54); c) levetiracetam (LEV), an anti-seizure medication (41); and d) docosahexaenoic acid (DHA), a neuroreactive omega-3 fatty acid (53). All drugs had demonstrated neurotherapeutic effects in preclinical studies based on other neurological, biochemical, and histological outcome measures. Of these, Aβ1-6A2V(D) and DHA reported a decrease TBI-induced blood NfL levels following drug treatment (51,53), while the other two drugs (Immunocal, LEV) did not (41,54).
GFAP
Circulating blood GFAP levels were assessed in 41 preclinical TBI studies (Table 2). Injury severity was moderate-to-severe TBI in 26 studies, smTBI in 15, and rmTBI in 7 studies. Twenty-six studies performed a longitudinal assessment of GFAP levels after TBI (41,42,55–80).
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Table 2| GFAP studiesBiomarker kinetics
In moderate-to-severe TBI models, circulating GFAP levels were assessed at ‘hours’ in 18 studies (57–59,62,64,65,68–72,74,75,78,80–83), at ‘days’ in 11 studies (41,57,67,68,72,75,78,80,84–86), ‘weeks’ in 3 studies (67,75,87), and ‘months’ in 1 study (88) (Fig. 4A). One study did not report the timepoint of GFAP sampling (89). Following moderate-to-severe TBI, GFAP sharply increased within 2h post-injury (57,80), peaked at 4h-24h post-injury (57–59,64,69–71,74), and returned to sham levels at one week post-injury (41,57,75,80). Only one study reported GFAP levels increased at 2 months post-injury (88). In smTBI models, GFAP was assessed at ‘hours’ by 10 studies (55,60,61,66,76,79,81,83,90,91), at ‘days’ by 5 studies (55,60,63,73,76), at ‘weeks’ by 4 studies (55,66,73,77), and at ‘months’ by 4 studies (63,77,88,92) (Fig. 4B). Following smTBI, GFAP was reported to marginally increase in the hours after smTBI (61,75,79,83,90), and then return to sham values between 2-7d post-injury (56,60,63). There was an exception in one study using a weight drop injury model that reported increased GFAP levels at 30d post-injury (73). In rmTBI models, GFAP was assessed at ‘hours’ in 5 studies (42,56,66,81,83), at ‘days’ in 3 studies (42,63,93), at ‘weeks’ in 2 studies (42,66), and at ‘months’ in 3 studies (63,88,92) (Fig. 4C). Following rmTBI, there was a slower increase in blood GFAP levels detected at 1d post-injury (56), and increased GFAP levels were observed many weeks after rmTBI (66,88,92,93).
Value as prognostic biomarker
The prognostic value of circulating GFAP was assessed in 3 preclinical studies (41,57,69). Blood GFAP levels at 4h post-injury predicted motor function impairment, assessed through the composite neuroscore (57) and contusion volume/tissue loss at three weeks post-injury (69). Blood GFAP levels at 24h also correlated with tissue GBDPs levels on day 3 post-injury (57), and were predictive of contusion volume/tissue loss at week 3 post-injury (69). One study reported no prognostic value of GFAP after TBI (41).
Value as a pharmacodynamic biomarker
The pharmacodynamic value of GFAP was assessed in 17 preclinical studies (41,57–59,62,65,67,70,71,73,74,78,82,85,86,89,93) using various injury severity models. Different therapeutic approaches were evaluated and ranged from lifestyle interventions (67,73,86), to anti-epileptic drugs, (41,59) to immunomodulatory agents (57,62,82). TBI-induced blood GFAP levels were decreased in 9 out of 13 studies from moderate-to-severe TBI (57,59,67,74,78,85,89), smTBI (73), and rmTBI (93) models.
t-Tau and p-Tau
Circulating blood t-Tau was assessed in 20 preclinical TBI studies and blood p-Tau was assessed in 9 preclinical TBI studies (Table 3). For blood t-Tau, injury severity was moderate-to-severe TBI in 10 studies, smTBI in 6 studies, and rmTBI in 4 studies. For blood p-Tau, injury severity was moderate-to-severe TBI in 4 studies, smTBI in 1 study, and rmTBI in 4 studies. Fourteen studies performed a longitudinal assessment of t-Tau and p-Tau after TBI (41,43,55,56,63,68,72,73,94–99).
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Table 3: T-Tau and p-Tau studiesBiomarker kinetics
In moderate-to-severe TBI models, circulating t-Tau levels were assessed at ‘hours’ in 9 studies (50,68,72,82,95,98,100–102) and circulating pTau levels in 2 studies (72,98). t-Tau was assessed at ‘days’ in 5 studies (41,68,72,95,98) and p-Tau in 3 studies (41,72,98). t-Tau was assessed at ‘weeks’ in 2 studies (98,100) and p-Tau in 1 study (98). t-Tau was assessed at ‘months’ in 1 study (100) and p-Tau in 1 study (88) (Fig. 4A). Following moderate-to-severe TBI, there was an acute increase in t-Tau within hours of TBI (68,95,101), and these levels remained elevated at weeks post-injury (98,100). For p-Tau, there was a slower increase in p-Tau starting within days of TBI (72,98), with a steady increase in p-Tau in the weeks (98) and months (88) post-injury. In smTBI models, t-Tau was assessed at ‘hours’ in 5 studies (55,94–96,101) and none for p-Tau. t-Tau was assessed at ‘days’ in 5 studies (55,73,94–96) and p-Tau in 1 study (63). t-Tau was assessed at ‘weeks’ in 3 studies (55,73,96) and none for p-Tau. There were no t-Tau studies at ‘months’, while pTau was assessed in 2 studies (63,88) (Fig. 4B). Following smTBI, there was an increase in t-Tau 1-6h after injury (55,95,101), with values elevated compared to sham at 30d post-injury (73). There were no changes in p-Tau levels compared to sham after smTBI (63,88). For rmTBI models, t-Tau was assessed ‘at hours’ in 3 studies (56,97,99) and p-Tau in 2 studies (97,99). t-Tau was assessed at ‘days’ in 2 studies (99,103) and p-Tau in 2 studies (63,99). t-Tau was assessed at ‘weeks’ in 2 studies (97,99) and p-Tau in 2 studies (97,99). t-Tau was assessed at ‘months’ in 1 study (97) and p-Tau in 3 studies (63,88,97) (Fig. 4C). Following rmTBI, both t-Tau and p-Tau gradually increase over time, from 24h up to 14d,(56,99), with values persistently elevated up to 1-year post-injury (97).
Value as prognostic biomarker
Only one preclinical TBI study assessed the prognostic value of circulating t-Tau and p-Tau levels, reporting that both biomarkers predicted the occurrence of post-traumatic seizures (41).
Value as a pharmacodynamic biomarker
The pharmacodynamic value of t-Tau was assessed in 5 preclinical studies (41,73,82,94,103), and in one study for p-Tau (41). Notably, TBI-induced circulating t-Tau and p-Tau levels were decreased following early normobaric hyperoxia and hyperbaric oxygen treatment (94), turmeric supplementation (103), and supplementation with omega-3 fatty acids and vitamin D3 (73). However, two studies reported no changes in circulating t-Tau and p-Tau in spite of reported neuroprotective effects of etanercept and lithium chloride (82) and LEV (41) in the experimental TBI models.
UCH-L1
Circulating blood UCH-L1 was assessed in 20 preclinical TBI studies (Table 4). Injury severity was moderate-to-severe TBI in 18 studies, and smTBI in 2 studies. Fifteen studies performed a longitudinal assessment of UCH-L1 (57–59,62,64,65,70,71,73–75,104–107).
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Table 4: UCH-L1 studiesBiomarker kinetics
In moderate-to-severe TBI models, circulating UCH-L1 was assessed at ‘hours’ in 15 studies (57–59,62,64,65,70,71,74,75,104–108), at ‘days’ in 7 studies (57,70,73,75,85,104,105), and at ‘weeks’ in 1 study (73) (Fig. 4A). No studies assessed changes in UCH-L1 in the ‘months’ post-injury. One study (89) did not report the timepoint that UCH-L1 was assessed. Following moderate-to-severe TBI, there was a minor increase (2-3x sham values) in circulating UCH-L1 levels between 4h and 24h (57,58,62,64,65,71,75,104–107), and UCH-L1 levels returned back to sham levels by 24h (65,70,74) (Fig. 4A). There were two exceptions and both studies reported increased circulating UCH-L1 levels up to 3d (104) and 7d after injury (57). In smTBI models, circulating UCH-L1 was assessed at ‘hours’ in 1 study (104), at ‘days’ by 2 studies (73,104), and at ‘weeks’ by 1 study (73) (Fig. 4B). Following smTBI, UCH-L1 was modestly increased up to 3d post-injury (104), with one study reporting increased UCH-L1 levels at 30d post-injury, but not earlier (73). Circulating UCH-L1 biomarkers have not been assessed in rodent rmTBI.
Value as prognostic biomarker
The prognostic value of circulating UCH-L1 levels has not been evaluated in rodent TBI models.
Value as pharmacodynamic biomarker
The pharmacodynamic value of circulating UCH-L1 was assessed in 10 preclinical drug treatment studies (58,59,62,65,70,71,73,74,85,89). TBI-induced circulating UCH-L1 levels were decreased following treatment with LEV (59), ubiquinol (89), clopidogrel and aspirin (85), and dietary supplementation with omega-3 fatty acids and vitamin D3 (73). This was not the case for treatment with the membrane resealing agent Kollidon VA64 (71), Glibenclamide (65), nor Nicotinamide (74), all of which had significant neuroprotective effects as assessed using other measures. Three studies reported no therapeutic benefit of Cyclosporine-A (62), Erythropoietin (58), or Simvastatin (70) treatment, and no changes in circulating post-traumatic UCH-L1 levels.
This systematic literature review highlights that all blood-based biomarkers are increased after experimental TBI and show injury-severity dependency. GFAP and UCH-L1 peak in the hours after injury, while NfL shows a persistent increase in the days following TBI. There is a delayed increase in t-Tau and p-Tau in the weeks following TBI. The available data in rmTBI models suggest that blood biomarker level peaks are delayed, pointing to a sensitivity to repeated brain injury. Since the pattern of biomarker changes mimic what is observed in human TBI (3,14,35), we next discuss the main findings for each biomarker and, whenever possible, draw connections with existing knowledge from human TBI studies and/or gyroencephalic preclinical models.
Figure 5: NfL and GFAP temporal dynamics after moderate-to-severe TBI in rodents (above timeline) and humans (below timeline)
NfL is highly sensitive to TBI in preclinical models, with only three studies reporting no variations in NfL after either moderate-to-severe (41), smTBI (27) or rmTBI (28). Across multiple models of single TBI, including closed head injury, controlled cortical impact, penetrating injury, blast injury and CHIMERA, NfL peaks in the days following injury (Fig. 4A-C) (7,39,40,46,50,52), with an injury-severity-dependent elevation (7) indicating that axonal injury/damage is a common pathophysiological mechanism. Notably, following rmTBI, NfL responds to cumulative injuries (45,46,49) and injury intervals (45,47), suggesting that NfL levels could inform on susceptibility to subsequent mild TBIs. The overall temporal pattern of NfL blood levels closely aligns with studies in gyroencephalic models in pigs (109), and with the human data (7,20). However, there is a difference in the time-to-first-peak between rodents (days 1-3, (39,40,52)), pigs (days 5-10,(109)), and humans (days 14-21; (20)) (Fig. 5), possibly related to species-specific differences in protein turnover rates or clearance mechanisms (110), anatomical differences in white matter (111), and differences in BBB dysfunction or permeability (112). The fact that circulating NfL levels in rodent models peak within days post-injury and remain elevated for about 1-2 weeks (depending on injury severity) is a significant advantage for preclinical research and can be incorporated into experimental design to reduce sample size requirements and decrease experimental group variability. It is important to note that peripheral nerve damage (113) and physiological aging (114), can also increase NfL levels. Studies in rodents (52) and patients (6) suggest that following severe TBI the contribution of injured peripheral nerves to NfL blood levels is negligible. Nonetheless, how peripheral injuries influence circulating NfL in mTBI with co-occurring systemic injuries has not been examined to date. Therefore, preclinical models represent the ideal setting to dissect the specific contribution of central and peripheral injuries to circulating NfL levels following mTBI.
Circulating NfL levels correlate with sensorimotor (hyperactivity in the open field test, 30; beam walk, 31) and cognitive (Morris water maze, 25) impairments and predicts evolution of structural damage, including lesion size (40) and callosal atrophy (45) following TBI. These findings align with observations in injured pigs (109) and humans (7,20), highlighting the cross-species prognostic value of post-traumatic NfL levels in predicting brain volume loss and white matter abnormalities. In addition, neuroprotection studies indicate that NfL has utility as a pharmacodynamic biomarker when measured in the subacute phase after TBI (43, 41), suggesting that NfL should be incorporated as a highly translational pharmacodynamic biomarker when testing new drug treatment strategies for TBI in preclinical models.
SNTF, an N-terminal proteolytic fragment of spectrin, is another emerging blood biomarker of traumatic axonal injury (115). SNTF is generated via calcium overload in injured axons leading to the activation of calpain, which in turn cleaves axonal spectrin (116). Notably, like NfL, SNTF has been shown to preferentially accumulate in axonal swellings in small and large animal models of TBI and in post-mortem examination of human TBI (112,116,117). Surprisingly, however, SNTF and NfL do not co-accumulate in the same axonal swellings, suggesting they may each identify different forms of axonal pathology that evolve at the same time in the white matter (117). While not extensively examined as a blood biomarker in preclinical TBI models, clinical studies of SNTF levels in the blood have shown high sensitivity in predicting which patients with acute concussion will have a poor outcome, such as persisting neurocognitive dysfunction (118–121). Furthermore, blood SNTF levels are associated with white matter abnormalities detected by diffusion MRI, suggesting a loss of brain connectivity via axonal damage (121). Accordingly, blood examination of NfL and SNTF together in preclinical studies may help guide development of therapies specifically targeting traumatic axonal injury (122).
Circulating GFAP levels are sharply increased following moderate-to-severe TBI (47) and smTBI (60,61,79,83,91), with levels doubling from 2 to 4h (47) post-injury (Figure. 4A,B). In contrast, there is a delayed peak occurring at 1w following rmTBI (66,92,93) (Fig. 4C), which may indicate a dependence of GFAP on the biomechanical load. Most studies report that GFAP blood levels return to sham levels within 10d after TBI, possibly explaining the lack of preclinical TBI studies examining chronic time points. However, in TBI patients, while the initial peak in circulating GFAP overlaps with the pattern observed in rodent TBI models (Figure. 5), there is a second peak in humans that occurs many years after TBI (20). Astrocytic endfeet that support BBB integrity can sustain damage following biomechanical impacts, thereby compromising BBB permeability and facilitating the release of GFAP into the circulation (7). Post-traumatic BBB disruption manifests in a biphasic manner, commencing with acute shear stess/injury to endothelial cells in capillaries and arterioles due to the biomechanical damage, followed by a delayed phase characterized by an increase in transcytosis of plasma proteins, contributing to edema (123). Of note, a recent study showed that increased astrocytic reactivity, indicated by elevated plasma GFAP, was associated with proteinopathies involved in AD, suggesting a link between astrocytic reactivity, GFAP levels, and chronic neurodegeneration (124). Additional preclinical studies that include chronic timepoints are needed to determine whether circulating GFAP also displays a biphasic response in rodents, and to understand the source of circulating GFAP. Indeed, preclinical studies present the ideal setting to dissect the relative contribution of GFAP released from perivascular astrocytic endfeet, primarily as a result of a compromised BBB, or from reactive astrocytes.
The prognostic value of GFAP biomarkers has been studied in rodent models, and acute levels of GFAP predict contusion volume (106) and tissue GBDPs (57), a product of activated calpain proteolysis and a selective marker of astrocytic damage in both rodent (125) and human TBI (126). GFAP has been widely used as a pharmacodynamic marker, largely due to the efforts of the Operation Brain Trauma Therapy (OBTT) consortium (127). GFAP levels repeatedly showed a drug treatment effect across injury severities (57,59,65,67,73,74,78,85,93), with only a few exceptions (41,65,82,86). Interestingly, all studies that did not report a reduction in post-traumatic GFAP levels due to drug treatment used either weight-drop (82) or FPI (41,65,86) models to induce TBI. For example, when LEV, the highest scoring drug in the OBTT studies, was administered it produced a reduction in post-traumatic GFAP levels only after CCI, but not in the PBBI (59) nor FPI (41,59) models. Another study reported a trend-towards-reduction in post-traumatic circulating GFAP levels following Glibenclamide administration in the CCI model, but not in the PBBI or FPI models (65). Notably, when LEV was tested in a gyroencephalic FPI model (128) there were no changes in post-traumatic GFAP levels due to LEV treatment. Collectively, these data suggest that post-traumatic GFAP pharmacodynamic response may be model-dependent (59,128).
In preclinical models, t-Tau and p-Tau can be detected in the circulation in the days following TBI. Data in the chronic phase post-injury are scarce, but a progressive increase was observed following moderate-to-severe TBI (Figure. 4A) (98,100) and rmTBI (Figure. 4C) (46,87,89,93), but not after smTBI (Figure. 4B) (55,94,96,101). Notably, one study reported increased t-Tau and p-Tau levels up to one year following rmTBI in tauopathy-prone transgenic TghTau/PS1 mice expressing human tau (97). In TBI patients, t-Tau and p-Tau in blood peaks within 30 days post-injury and subsequently decline towards baseline levels in the subacute phase (7,20,32), before becoming elevated once again during a secondary phase that rebounds and peaks at one year post-injury, possibly due to ongoing white matter injury and chronic neurodegeneration (20,32). Accumulating data suggests that the biomechanical load (either by a single high intensity injury or a milder repeated events) is critical in triggering chronic neurodegenerative processes characterized by Tau pathology, as shown by post-mortem analyses in mice and humans (129,130).
There is little evidence to support the use of circulating tau proteins as prognostic biomarkers for TBI, with only one study showing p-Tau’s prognostic ability to predict post-traumatic seizures in rats (41). t-Tau and p-Tau may hold potential as pharmacodynamic markers, although the evidence is somewhat limited. Some interventions, such as oxygen therapy, have been associated with a temporary reduction in t-Tau protein levels, indicating possible neuroprotective effects (94). Dietary interventions also seem to prevent post-traumatic increases in t-Tau (73,103). Furthermore, a reduction in t-Tau and p-Tau has been reported following treatment with lithium chloride and rosiglitazone in transgenic human tau hTau/PS1 mice subjected to rmTBI (97). However, other treatments such as etanercept and lithium did not alter post-traumatic t-Tau levels (82), nor did treatment with LEV which instead reduced p-Tau levels following TBI (41). While these markers may offer insights into TBI progression and responses to drug treatment, additional studies are clearly needed.
Finally, circulating UCH-L1 levels are modestly impacted by TBI, even after severe TBI in rodents, where UCH-L1 shows a marginal increase early after injury (Figure. 4A) (57,59,64,65,69,71,75,85,104,105,131), or no change at all (58,62,70,74,107,108). In addition, the preclinical data indicate that blood UCH-L1 has a weak pharmacodynamic response (65,71,74). In larger animals such as the micro-pig, UCH-L1 levels did not change following mTBI (128). Post-traumatic UCH-L1 responses in rodent TBI models do not mirror the changes observed in human TBI, where UCH-L1 has clinical utility (although it is outperformed by GFAP in mTBI (132)). It will be important to determine whether this discrepancy is attributed to species-specific variations in protein biomarker levels or involves other mechanisms.
Can biomarker trajectories provide anchor points that will enhance translational research? The reliability of preclinical models hinges on their ability to replicate the evolution of structural and functional abnormalities associated with TBI in patients. Thus, rodent models become essential for studying the pathobiology underpinning those changes and for exploring therapeutic interventions. However, pathophysiological processes, such as axonal damage and neuroinflammation, operate on distinct timescales in rodents and humans, and there is no universal ‘conversion rate’ between these processes (111). Incorporating longitudinal assessments of TBI biomarkers in preclinical research may provide valuable insights into these differences. In Fig. 5 we attempt to align the temporal dynamics of the most well-characterized biomarkers in the preclinical setting, NfL and GFAP between rodents and humans. During the acute phase following injury, there is a similarity in the time-to-first peak for GFAP in rodents (24 hours) and humans (24 hours). For NfL, however, the initial increase occurs at 3 days post-injury in rodents and at 14-21 days post-injury in humans. Notably, data available for the chronic phase suggest the conversion rate for NfL remains stable over time with the time-to-decrease nearly six times slower in humans (6w) compared to rodents (1w). The fact that conversion rates may be unique to each biomarker suggests they could also help in the choice of appropriate models based on targeted mechanisms.
From a methodological perspective, the use of comparable analysis platforms is key to limiting variability between preclinical and clinical data. The surge in clinical protein TBI biomarker data has been made possible in large part through the development of sensitive immunoassays that have a high degree of analytical validation, including measures of precision, robustness, dilution linearity, upper and lower limits of detection, and coefficients of variation. It is important to mention that assays used clinically may not always be translatable to rodent models, particularly if the primary antibody used in the clinical assay does not cross-react with its murine counterpart (e.g., GFAP, Tau). Therefore, there is need to develop additional biomarker assays for use in rodents that have rigorous analytical validation, low volume requirements, and sensitivity that parallels the established clinical assays.
To address these variables and foster greater alignment, collaborative efforts to share preclinical and clinical data and biospecimens are needed. In this context the establishment of a virtual preclinical biobank within new or existing preclinical and clinical consortia (i.e. the International Initiative for Traumatic Brain Injury Research, In TBIR) would foster centralized, rigorous, analyses of preclinical TBI biomarkers. It is anticipated that such a research platform would provide the missing anchor points between preclinical and clinical studies, which will greatly enhance the overall quality and translational potential of research in the TBI field.
Knowledge gaps, limitations and conclusions
his review highlights the need for additional preclinical data on the subacute and chronic phases of TBI that are critical to fully understand the biomarkers’ translational potential. Experiments exploring the effect of sex (133) and age on the levels and kinetics of blood biomarkers following TBI are currently lacking. The majority of studies have evaluated preclinical TBI biomarkers exclusively in male mice; a disparity mirrored in large clinical studies (e.g., 6,105). Similarly, few studies have examined circulating biomarker changes in geriatric or pediatric TBI models. This is particularly noteworthy considering that the elderly population registers the highest frequency of TBI-related hospital admissions (135) and have significantly poorer outcomes compared to young patients with similar injury severity (136). This pattern is mirrored in aged TBI mice (137). Notably, blood NfL levels exhibit an age-related increase in TBI patients, hinting at age-linked vulnerability to neuronal damage (136). Determining whether this susceptibility is attributed to age itself or to age-related comorbidities presents challenges in the clinical context. Animal models of TBI offer an opportunity to disentangle these complex mechanisms and shed light on their interactions. Additionally, in the pediatric population, there is a significant value in avoiding CT/MRI scans through the use of biomarkers; further studies in juvenile rodent models will be required to fill in this major research gap. Addressing these knowledge gaps holds the key to advancing our comprehension of TBI pathophysiology and, ultimately, improving patient outcomes.
This systematic review is not without limitations. Firstly, while we focused on the most promising biomarkers of TBI from a translational point of view, the panel of biomarkers investigated is not exhaustive. Other biomarker types, such as miRNAs and different proteins, merit similar attention in future research endeavors. Secondly, our data analysis involved categorizing studies based on injury severity, which ranged from ‘mild’ to ‘moderate-to-severe’, as defined by the authors. It is important to acknowledge that this terminology holds subjectivity. Indeed, efforts are underway to establish a more standardized classification system for TBI that offers an objective representation of injury severity and disease trajectories. In the context of preclinical studies, maintaining alignment with clinical definitions is crucial, and the utilization of blood biomarkers could prove instrumental in facilitating translation within this domain.
In conclusion, preclinical models replicate the pattern and trajectories of blood biomarkers that are observed in human TBI. Preclinical biomarkers also have the potential to bridge the gap between preclinical and clinical research that is needed to develop new therapeutic interventions for TBI. This is particularly noteworthy for biomarkers such as NfL, which demonstrates predictive value for long-term clinically relevant outcomes. Moreover, NfL along with GFAP hold pharmacodynamic potential, showing changes in response to therapeutic interventions. By including longitudinal assessment of circulating biomarkers in preclinical drug screening the development pipeline will be improved, which will increase the likelihood of translating preclinical discoveries into new therapeutics with clinical efficacy.
Conflicts of interest
VDP declares conflict of interest with TBI biomarkers (sncRNAs) not mentioned in the present paper
Abbreviations
NfL: neurofilament-light
t-Tau: total Tau
p-Tau: phosphorylated-Tau
UCH-L1: ubiquitin C-terminal hydrolase
GFAP: glial fibrillary acidic protein
TBI: traumatic brain injury
smTBI: single mild TBI
rmTBI: repetitive mild TBIh
hours
d: days
w: weeks
m: months
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